Compliance Risks A Complete Guide - 2021 Edition

Are financial organizations expected to conduct due diligence on customers customers?

Can one set of policies and procedures be applied uniformly throughout your organization?

Do performance appraisals in your organization include reference to ethical behaviour?

Does the board encourage and expect that everyone adhere to a culture of compliance?

Have you personally been involved with GCP inspections at a clinical investigator site?

How does the board of your organization take responsibility for the ethics programme?

Is the system scalable in terms of transactions/customers, product types and end users?

Is your ethics training incorporated into other training streams, or does it stand alone?

What is your organizations view with respect to preserving the appearance of objectivity?

What role can a financial organization play in trust and asset management arrangements?

This Compliance Risks Guide is unlike books you're used to. If you're looking for a textbook, this might not be for you. This book and its included digital components is for you who understands the importance of asking great questions. This gives you the questions to uncover the Compliance Risks challenges you're facing and generate better solutions to solve those problems.

Defining, designing, creating, and implementing a process to solve a challenge or meet an objective is the most valuable role… In EVERY group, company, organization and department.

Unless you're talking a one-time, single-use project, there should be a process. That process needs to be designed by someone with a complex enough perspective to ask the right questions. Someone capable of asking the right questions and step back and say, 'What are we really trying to accomplish here? And is there a different way to look at it?'

This Self-Assessment empowers people to do just that - whether their title is entrepreneur, manager, consultant, (Vice-)President, CxO etc... - they are the people who rule the future. They are the person who asks the right questions to make Compliance Risks investments work better.

This Compliance Risks All-Inclusive Self-Assessment enables You to be that person.

INCLUDES all the tools you need to an in-depth Compliance Risks Self-Assessment. Featuring new and updated case-based questions, organized into seven core levels of Compliance Risks maturity, this Self-Assessment will help you identify areas in which Compliance Risks improvements can be made.

In using the questions you will be better able to:

Diagnose Compliance Risks projects, initiatives, organizations, businesses and processes using accepted diagnostic standards and practices.

Implement evidence-based best practice strategies aligned with overall goals.

Integrate recent advances in Compliance Risks and process design strategies into practice according to best practice guidelines.

Using the Self-Assessment tool gives you the Compliance Risks Scorecard, enabling you to develop a clear picture of which Compliance Risks areas need attention.

Your purchase includes access to the Compliance Risks self-assessment digital components which gives you your dynamically prioritized projects-ready tool that enables you to define, show and lead your organization exactly with what's important.

© 2020 5STARCooks (E-bog): 9781867463535

Release date

E-bog: 16. december 2020